Paper 05 · The architecture

The Fiduciary Gap in AI-Driven Financial Institutions: Decision Velocity and the Governance Challenge

The Decision Integrity Chain™ gets its eight layers. Decision Velocity gets its formula.

Deepak Aggarwal · Posted 24 March 2026 · 13 pages
SSRN 6355419 · DOI 10.2139/ssrn.6355419

What this paper argues

This is the architectural core of the work. It sets out the eight layers of the Decision Integrity Chain™ — Purpose, Strategy, Intent, Rules, Judgment, Decision, Outcome, Feedback — and shows that control is usually lost not inside a layer but at the joins between them. Authority is not a separate layer; it is assigned at the Decision node.

It also defines Decision Velocity formally: Decision Velocity = (Signal Compression × Execution Autonomy) ÷ Mandate Encoding Integrity. The governing question follows from it — how do you increase decision velocity without increasing fiduciary risk?

Speed does not correct direction. Speed magnifies it.

Terms used here are defined once in the glossary: Decision Integrity Chain™ · The Fiduciary Gap™ · Decision Velocity

Start with one decision

Name an important decision made in the last ninety days that your institution could not fully replay today — the rule that applied, the data that was live, the authority that permitted it.